Self-regulatory organizations - PDFSEARCH.IO - Document Search Engine

Self-regulatory organizations
Results: 6954

#	Item
981	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]January 13, 2015 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Prop Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-13 13:06:57 Financial economics Financial markets Financial regulation Securities Exchange Act Economy of the United States U.S. Securities and Exchange Commission Chicago Board Options Exchange Market maker United States securities law United States Securities and Exchange Commission 73rd United States Congress
982	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]January 6, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rul Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-06 14:41:27 Investment Stock market Financial services Mathematical finance Securities Exchange Act Short New York Stock Exchange Order Algorithmic trading Financial markets Financial economics Finance
983	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]January 13, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-14 08:13:30 Financial markets Rebate Sales promotion Securities Exchange Act Stock market Fee Short Futures contract London Stock Exchange Financial economics Business Finance
984	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]January 6, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rul Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-06 14:34:25 Financial economics Economy of the United States Financial markets Mathematical finance Securities Exchange Act United States Securities and Exchange Commission New York Stock Exchange U.S. Securities and Exchange Commission Financial Industry Regulatory Authority United States securities law Self-regulatory organizations Finance
985	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]January 20, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice, and Amendment N Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-21 11:11:22 Options Clearing Corporation Exercise Futures contract Dodd–Frank Wall Street Reform and Consumer Protection Act Bank Settlement Financial economics Financial system Finance
986	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]January 15, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiven Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-16 14:06:06 73rd United States Congress United States Securities and Exchange Commission Chicago Board Options Exchange Economy of the United States Securities Exchange Act Option U.S. Securities and Exchange Commission Law United States securities law Financial economics Investment
987	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ICC[removed]January 14, 2015 Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Revise ICC End-of-Day Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-15 09:12:36 United States Securities and Exchange Commission Financial economics Financial regulation Financial system United States securities law 73rd United States Congress Securities Exchange Act
988	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]January 2, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-05 08:17:20 Finance Stock market United States Securities and Exchange Commission Mathematical finance Securities Exchange Act Electronic communication network NASDAQ Regulation NMS U.S. Securities and Exchange Commission Financial economics Financial markets Business
989	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ICC[removed]January 5, 2015 Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Revise the ICC Risk Mana Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-05 15:01:13 Business Regulatory capture Risk Actuarial science Management Ethics
990	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]January 6, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-07 07:05:03 Finance Securities Exchange Act Order NYSE Arca International Securities Exchange Stock market Financial economics Investment

UPDATE